Filing Details
- Accession Number:
- 0000750556-18-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-23 11:33:16
- Reporting Period:
- 2018-05-21
- Accepted Time:
- 2018-05-23 11:33:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1701995 | Iii S. Hugh Cummins | 303 Peachtree Street, Ne Atlanta GA 30308 | Co-Coo/Wholesale Segment Exec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-21 | 11,000 | $69.00 | 40,198 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,853 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 1,106 | 1,106 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 2020-02-14 | 2020-02-14 | 1,972 | 1,972 | Direct |
Common Stock | Phantom Stock | $0.00 | 2019-02-14 | 2019-02-14 | 1,972 | 1,972 | Direct |
Common Stock | Phantom Stock | $0.00 | 2020-02-09 | 2020-02-09 | 46,489 | 46,489 | Direct |
Common Stock | Phantom Stock | $0.00 | 2019-02-09 | 2019-02-09 | 46,489 | 46,488,514 | Direct |
Common Stock | Phantom Stock | $0.00 | 2019-02-09 | 2019-02-09 | 3,626 | 3,626 | Direct |
Common Stock | Phantom Stock | $0.00 | 2019-02-13 | 4,049 | 4,049 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2020-02-13 | 4,049 | 4,049 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2021-02-13 | 4,049 | 4,049 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,106 | 1,106 | Direct | |
2020-02-14 | 1,972 | 1,972 | Direct |
2019-02-14 | 1,972 | 1,972 | Direct |
2020-02-09 | 46,489 | 46,489 | Direct |
2019-02-09 | 46,489 | 46,488,514 | Direct |
2019-02-09 | 3,626 | 3,626 | Direct |
4,049 | 4,049 | Direct | |
4,049 | 4,049 | Direct | |
4,049 | 4,049 | Direct |
Footnotes
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- Represents time-vested restricted stock units under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.
- The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
- Represents time-vested restricted stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.