Filing Details
- Accession Number:
- 0001144204-18-030388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-22 21:37:18
- Reporting Period:
- 2018-05-18
- Accepted Time:
- 2018-05-22 21:37:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1271502 | John Lovoi | 10,000 Memorial Drive Suite 550 Houston TX 77024 | No | No | Yes | No | |
1571902 | Jvl Advisors, L.l.c. | 10,000 Memorial Drive Suite 550 Houston TX 77024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-18 | 11,289 | $9.32 | 1,237,696 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-18 | 6,198 | $9.32 | 798,179 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-18 | 2,213 | $9.32 | 131,148 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-18 | 885 | $9.32 | 188,239 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-18 | 1,550 | $9.32 | 156,814 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-21 | 23,500 | $9.49 | 1,214,196 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-21 | 14,000 | $9.49 | 784,179 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-21 | 5,000 | $9.49 | 126,148 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-21 | 2,000 | $9.49 | 81,603 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-21 | 2,000 | $9.49 | 186,239 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-21 | 3,500 | $9.49 | 153,314 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-22 | 11,750 | $9.52 | 1,202,446 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-22 | 7,000 | $9.52 | 777,179 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-22 | 2,500 | $9.52 | 123,648 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-22 | 1,000 | $9.52 | 80,603 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-22 | 1,000 | $9.52 | 185,239 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-05-22 | 1,750 | $9.52 | 151,564 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), Hephaestus Energy Fund, LP, a Delaware limited partnership ("Hephaestus"), Children's Energy Fund, LP, a Delaware limited partnership ("Children's Fund"), LVPU, LP, a Delaware limited partnership ("LVPU"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia"), and (ii) managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver", and collectively with Asklepios, Hephaestus, Children's Fund, LVPU, and Panakeia, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.
- Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.
- Represents Luxiver's sale of shares of common stock.
- Represents shares of common stock held by Luxiver.
- Represents Hephaestus' sale of shares of common stock.
- Represents shares of common stock held by Hephaestus.
- Represents Children's Fund's sale of shares of common stock.
- Represents shares of common stock held by Children's Fund.
- Represents Asklepios' sale of shares of common stock.
- Represents shares of common stock held by Asklepios.
- Represents Panakeia's sale of shares of common stock.
- Represents shares of common stock held by Panakeia.
- Represents LVPU's sale of shares of common stock.
- Represents shares of common stock held by LVPU.
- Represents a weighted average sale price for the shares of common stock - the high price was $9.35 and the low price was $9.30. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents a weighted average sale price for the shares of common stock - the high price was $9.75 and the low price was $9.20. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents a weighted average sale price for the shares of common stock - the high price was $9.80 and the low price was $9.30. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.