Filing Details
- Accession Number:
- 0001019056-18-000715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-22 15:02:32
- Reporting Period:
- 2018-05-21
- Accepted Time:
- 2018-05-22 15:02:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65596 | Siebert Financial Corp | SIEB | Security Brokers, Dealers & Flotation Companies (6211) | 111796714 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1692748 | V Francis Cuttita | C/O Siebert Financial Corp., 120 Wall Street New York NY 10005 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Disposition | 2018-05-21 | 11 | $10.00 | 159,589 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value Per Share | Disposition | 2018-05-22 | 500 | $10.00 | 159,489 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value Per Share | Disposition | 2018-05-22 | 3,489 | $9.20 | 156,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
