Filing Details
- Accession Number:
- 0001179110-18-007295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-22 14:17:54
- Reporting Period:
- 2018-05-21
- Accepted Time:
- 2018-05-22 14:17:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652225 | Mark Novakovich | 11734 South Election Road Salt Lake City UT 84020 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-21 | 7,011 | $9.93 | 32,622 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-21 | 7,011 | $24.66 | 25,611 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-21 | 3,000 | $24.65 | 22,611 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-21 | 2,734 | $24.43 | 19,877 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-05-21 | 7,011 | $0.00 | 7,011 | $9.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-12-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 605 | Indirect | By 401(k) Plan |
Footnotes
- Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2017.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.43 per share to $24.81 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.48 per share to $24.83 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Shares held in Reporting Person's 401(k) Plan.
- Incentive Stock Options granted December 26, 2012 that vest over four years.
Billionaire Hedge Funds
