Filing Details
- Accession Number:
- 0001213900-18-006682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-21 21:01:58
- Reporting Period:
- 2018-02-16
- Accepted Time:
- 2018-05-21 21:01:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611277 | Helix Tcs Inc. | HLIX | Services-Detective, Guard & Armored Car Services (7381) | 814046024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1698013 | L Zachary Venegas | C/O Helix Tcs, Inc. 5300 Dtc Parkway, Suite 300 Greenwood Village CO 80111 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-17 | 1,200 | $1.34 | 22,709,800 | No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| Common Stock | Disposition | 2018-05-18 | 970 | $1.50 | 22,708,830 | No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2018-02-16 | 40,000 | $0.00 | 40,000 | $2.27 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-02-16 | 450,000 | $0.00 | 450,000 | $2.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2023-02-15 | No | 4 | A | Direct | |
| 450,000 | 2028-02-15 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Class "A" Convertible Preferred Stock | $0.00 | 1,000,000 | 1,000,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,000,000 | 1,000,000 | Indirect |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan dated April 13, 2018 executed by Helix Opportunities, LLC .
- Vested in full on April 30, 2018.
- The Class "A" Convertible Preferred Stock includes super majority voting rights and is convertible into 60% of common stock at any time.
- The Class "A" Convertible Preferred Stock does not have an expiration date.
Billionaire Hedge Funds
