Filing Details
- Accession Number:
- 0000950103-18-006363
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-05-21 18:56:32
- Reporting Period:
- 2018-05-16
- Accepted Time:
- 2018-05-21 18:56:32
- Original Submission Date:
- 2018-05-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302215 | Houlihan Lokey Inc. | HLI | Miscellaneous Business Credit Institution (6159) | 0331 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070304 | Orix Corp | World Trade Center Bldg. 2-4-1 Hamamatsu-Cho, Minato-Ku Tokyo M0 105 6135 | No | No | Yes | No | |
| 1650299 | Orix Hlhz Holding Llc | 1717 Main Street Suite 1100 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2018-05-16 | 25,307 | $49.14 | 974,693 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-05-17 | 110,665 | $48.94 | 864,028 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-05-18 | 82,028 | $48.65 | 782,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Reflects a weighted average sale price of $49.1373 per share, at prices ranging from $48.95 to $49.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $48.9361 per share, at prices ranging from $48.7838 to $49.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $48.6495 per share, at prices ranging from $48.50 to $48.86 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
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