Filing Details
- Accession Number:
- 0001179116-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-21 17:23:24
- Reporting Period:
- 2018-05-18
- Accepted Time:
- 2018-05-21 17:23:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179116 | B John Yasinsky | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-18 | 6,000 | $8.00 | 33,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-18 | 6,000 | $26.50 | 27,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-05-18 | 6,000 | $8.00 | 6,000 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-30 | 2020-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $10.25 | 2015-06-30 | 2022-12-31 | 6,000 | 6,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $11.78 | 2016-06-13 | 2023-12-13 | 6,000 | 6,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $9.32 | 2014-06-30 | 2021-12-31 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-31 | 6,000 | 6,000 | Direct |
| 2023-12-13 | 6,000 | 6,000 | Direct |
| 2021-12-31 | 6,000 | 6,000 | Direct |
Footnotes
- Shares held jointly of record by the Reporting Person and his spouse.
- 3,000 of these options will vest and become exercisable on or about 6/30/2013, and the remaining 3,000 options will vest and become exercisable on 12/31/2015.
- 3,000 of these options vested and became exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.
- 3,000 of these options will vest and become exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.
- 3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.
Billionaire Hedge Funds
