Filing Details

Accession Number:
0001179116-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-21 17:23:24
Reporting Period:
2018-05-18
Accepted Time:
2018-05-21 17:23:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179116 B John Yasinsky One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-18 6,000 $8.00 33,500 No 4 M Direct
Common Stock Disposition 2018-05-18 6,000 $26.50 27,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2018-05-18 6,000 $8.00 6,000 $8.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-30 2020-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $10.25 2015-06-30 2022-12-31 6,000 6,000 Direct
Common Stock Stock Options (Right to Buy) $11.78 2016-06-13 2023-12-13 6,000 6,000 Direct
Common Stock Stock Options (Right to Buy) $9.32 2014-06-30 2021-12-31 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-12-31 6,000 6,000 Direct
2023-12-13 6,000 6,000 Direct
2021-12-31 6,000 6,000 Direct
Footnotes
  1. Shares held jointly of record by the Reporting Person and his spouse.
  2. 3,000 of these options will vest and become exercisable on or about 6/30/2013, and the remaining 3,000 options will vest and become exercisable on 12/31/2015.
  3. 3,000 of these options vested and became exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.
  4. 3,000 of these options will vest and become exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.
  5. 3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.