Filing Details
- Accession Number:
- 0001214659-18-003929
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-21 17:00:51
- Reporting Period:
- 2018-05-17
- Accepted Time:
- 2018-05-21 17:00:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1172706 | Uniroyal Global Engineered Products Inc. | UNIR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1035927 | R Howard Curd | 1800 2Nd Street Suite 970 Sarasota FL 34236 | Ceo & Co-Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-17 | 2,500 | $1.60 | 8,184,967 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-05-17 | 1,437 | $1.65 | 8,186,404 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-05-18 | 1,000 | $1.80 | 8,187,404 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-05-18 | 964 | $1.89 | 8,188,368 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 1,619,102 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | stock option | $2.37 | 2025-07-30 | 100,000 | 100,000 | Direct | |
Common Stock | stock option | $3.57 | 2026-04-07 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-07-30 | 100,000 | 100,000 | Direct |
2026-04-07 | 50,000 | 50,000 | Direct |
Footnotes
- 1/3 exercisable on each of 7/30/16, 7/30/17 and 7/30/18
- 1/3 exercisable on each of 4/7/2017, 4/7/2018 and 4/7/2019