Filing Details
- Accession Number:
- 0001029744-18-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-21 15:43:13
- Reporting Period:
- 2018-05-17
- Accepted Time:
- 2018-05-21 15:43:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029744 | Sonic Foundry Inc | SOFO | Radio & Tv Broadcasting & Communications Equipment (3663) | 391783372 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1170370 | D Mark Burish | Hurley, Burish And Stanton 33 E. Main St., Suite 400 Madison WI 53703 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
9% Cumulative Voting Convertible Preferred Stock, Series A | Acquisiton | 2018-05-17 | 1,902 | $542.13 | 3,939 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-employee Director Stock Option | Acquisiton | 2018-05-17 | 2,000 | $0.00 | 2,000 | $2.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,000 | 2019-05-17 | 2028-05-17 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 371,886 | Direct |
Footnotes
- Subscription Agreement conversion to Series A Preferred Stock of the $1,000,000 note (10.75% Convertible Secured Subordinated Promissory Note) from amounts received on January 19, 2018 and February 15, 2018.
- Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share
- Securities owned include dividends accumulated as of the date of this filing.
- N/A