Filing Details
- Accession Number:
- 0000939057-18-000296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-21 12:00:01
- Reporting Period:
- 2018-05-17
- Accepted Time:
- 2018-05-21 12:00:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1530249 | Fs Bancorp Inc. | FSBW | Savings Institutions, Not Federally Chartered (6036) | 454585178 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548831 | B. Drew Ness | C/O Fs Bancorp, Inc. 6920 220Th Street Sw, Suite 300 Mountlake Terrace WA 98043 | Chief Relationship Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-17 | 5,652 | $16.89 | 10,755 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-17 | 4,946 | $57.84 | 5,809 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-18 | 706 | $57.93 | 5,103 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-05-17 | 5,652 | $0.00 | 5,652 | $16.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,663 | 2017-05-08 | 2024-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,800 | Direct | |
| Common Stock | 1,445 | Indirect | By IRA |
Footnotes
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.75 to $57.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.85 to $57.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).
- Represents unvested shares of restricted stock that were awarded under the FS Bancorp, Inc. 2013 Equity Incentive Plan.
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