Filing Details

Accession Number:
0001104659-18-034585
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-18 20:02:22
Reporting Period:
2018-05-17
Accepted Time:
2018-05-18 20:02:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620179 Exela Technologies Inc. XELA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413103 Nathaniel Lipman C/O Exela Technologies, Inc.
2701 E. Grauwyler Rd.
Irving TX 75061
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-17 10,000 $4.55 40,754 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 27,726 27,726 Direct
Common Stock Restricted Stock Units $0.00 20,332 48,058 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
27,726 27,726 Direct
20,332 48,058 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.49 to $4.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in three equal installments immediately prior to each of the 2018, 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc.
  3. Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
  4. Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2018 annual meetings of the stockholders of Exela Technologies, Inc.