Filing Details
- Accession Number:
- 0001127602-11-005744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-16 12:57:23
- Reporting Period:
- 2011-02-14
- Filing Date:
- 2011-02-16
- Accepted Time:
- 2011-02-16 12:57:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205397 | T Brad Sauer | 3M Center St. Paul MN 55144-1000 | Exec Vp Health Care | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-14 | 2,252 | $91.82 | 24,090 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-14 | 470 | $75.20 | 24,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-14 | 470 | $92.00 | 24,090 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-14 | 4,892 | $87.50 | 28,982 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-14 | 4,892 | $92.00 | 24,090 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-14 | 5,599 | $88.65 | 29,689 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-14 | 5,599 | $92.00 | 24,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-02-14 | 470 | $0.00 | 470 | $75.20 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-02-14 | 4,892 | $0.00 | 4,892 | $87.50 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-02-14 | 5,599 | $0.00 | 5,599 | $88.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-04-21 | 2011-05-06 | No | 4 | M | Direct |
| 0 | 2006-11-10 | 2011-05-06 | No | 4 | M | Direct |
| 0 | 2008-02-01 | 2011-05-06 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2011.
Billionaire Hedge Funds
