Filing Details
- Accession Number:
- 0001209191-18-031412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-18 16:28:34
- Reporting Period:
- 2018-01-10
- Accepted Time:
- 2018-05-18 16:28:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370702 | Quantenna Communications Inc | QTNA | Semiconductors & Related Devices (3674) | 331127317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1688418 | William David Carroll | C/O Quantenna Communications, Inc. 1704 Automation Parkway San Jose CA 95131 | Svp Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-01-10 | 26,000 | $0.00 | 66,297 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-05-16 | 2,022 | $14.80 | 64,275 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2018-01-10 | 65,000 | $0.00 | 65,000 | $13.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
65,000 | 2019-01-10 | 2028-01-10 | No | 4 | A | Direct |
Footnotes
- Each share is represented by a Restricted Stock Unit ("RSU"). One-eighth (1/8) of the RSUs will vest on August 20, 2018 and each six-month anniversary thereafter, subject to the Reporting Person's continued service on each such vesting date.
- Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- This sale price represents the weighted average sale price of the shares sold ranging from $14.58 to $14.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- One-fourth (1/4) of the shares subject to the option will vest on January 10, 2019, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.