Filing Details
- Accession Number:
- 0001209191-18-031372
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-18 16:01:50
- Reporting Period:
- 2018-05-14
- Accepted Time:
- 2018-05-18 16:01:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
831001 | Citigroup Inc | C | National Commercial Banks (6021) | 521568099 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321140 | C John Gerspach | C/O Corporate Law Dep'T, Citigroup Inc. 153 East 53Rd Street, 19Th Floor New York NY 10022 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-14 | 12,966 | $0.00 | 0 | No | 5 | G | Indirect | 2016 GRAT 1 |
Common Stock | Acquisiton | 2018-05-14 | 12,966 | $0.00 | 12,966 | No | 4 | J | Indirect | By Trusts |
Common Stock | Disposition | 2018-05-16 | 12,966 | $72.31 | 0 | No | 4 | S | Indirect | By Trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | 2016 GRAT 1 |
No | 4 | J | Indirect | By Trusts |
No | 4 | S | Indirect | By Trusts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 254,256 | Direct | |
Common Stock | 25,952 | Indirect | 2016 GRAT 2 |
Common Stock | 24,886 | Indirect | 2017 GRAT 1 |
Common Stock | 30,000 | Indirect | 2017 GRAT 2 |
Common Stock | 35,000 | Indirect | 2018 GRAT 1 |
Footnotes
- On May 14, 2018 the Reporting Person made a gift of 12,966 shares of the Issuer's common stock from the 2016 GRAT 1 to trusts for the benefit of his children. The Reporting Person's wife is the trustee of each of the trusts.
- On May 14, 2018 the Reporting Person transferred 11,967 shares of the Issuer's common stock to his direct ownership as a required annuity distribution from the 2016-1 GRAT. As a consequence of the gift of 12,966 shares of the Issuer's common stock reported in Footnote 1 and the distribution of 11,967 shares of the Issuer's common stock reported in Footnote 2, the 2016-1 GRAT no longer owns any shares of the Issuer's common stock.
- This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $72.30 to USD $72.32. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- On May 14, 2018 the Reporting Person transferred 15,114 shares of the Issuer's common stock to his direct ownership as a required annuity distribution from the 2017-1 GRAT.
- On May 16, 2018 the Reporting Person transferred 35,000 shares of the Issuer's common stock to the 2018-1 GRAT, of which he is the trustee.