Home > Insider Trading > Filing (0000704051-18-000062)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
704051	Legg Mason Inc.	LM	Investment Advice (6282)	521200960

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1679163	Patricia Lattin	Legg Mason, Inc. 100 International Drive Baltimore MD 21202	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-05-15	5,809	$0.00	41,445	No	4	A	Direct
Common Stock	Acquisiton	2018-05-16	974	$33.25	42,419	No	4	M	Direct
Common Stock	Disposition	2018-05-16	898	$38.95	41,521	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to buy)	Disposition	2018-05-16	974	$0.00	974	$33.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,893	2011-05-31	2018-05-18	No	4	M	Direct

Footnotes

Due to administrative error, the transaction date for the option exercise was incorrectly reported and has been adjusted to reflect the correct transaction date.
The sales reported in this Form 4 were effected for the purpose of covering exercise cost, taxes, commissions and fees upon exercise of options pursuant to a Rule 10b5-1 trading plan adopted by the person on October 30, 2017.
Employee stock options vest serially over 5 years commencing on May 31, 2011.