Filing Details
- Accession Number:
- 0000356028-18-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-17 20:44:29
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-17 20:44:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
356028 | Ca Inc. | CA | Services-Prepackaged Software (7372) | 132857434 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1649446 | Ayman Sayed | 520 Madison Avenue New York NY 10022 | Pres., Chief Products Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.10 Par Value | Acquisiton | 2018-05-15 | 14,172 | $0.00 | 114,404 | No | 4 | A | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2018-05-15 | 31,406 | $0.00 | 145,810 | No | 4 | A | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2018-05-15 | 20,171 | $35.28 | 125,639 | No | 4 | F | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2018-05-15 | 29,305 | $31.53 | 154,944 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2018-05-15 | 33,848 | $31.69 | 188,792 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Disposition | 2018-05-15 | 63,153 | $34.83 | 125,639 | No | 4 | S | Direct | |
Common Stock, $.10 Par Value | Disposition | 2018-05-16 | 20,550 | $35.01 | 105,089 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2018-05-15 | 87,868 | $0.00 | 87,868 | $35.28 |
Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2018-05-15 | 29,305 | $0.00 | 29,305 | $31.53 |
Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2018-05-15 | 33,848 | $0.00 | 33,848 | $31.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
87,868 | 2028-05-15 | No | 4 | A | Direct | |
29,305 | 2026-05-15 | No | 4 | M | Direct | |
65,703 | 2027-05-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.10 Par Value | 112 | Indirect | 401(k) Plan |
Footnotes
- Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021.
- Represents shares granted in connection with the achievement of performance targets over a three-year performance period ended March 31, 2018.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $34.720 to $35.030, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $34.770 to $35.170, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held in the CA Savings Harvest Plan, a 401(k) Plan.
- The option becomes exercisable over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021.
- The option becomes exercisable over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019.
- The option becomes exercisable over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020.