Filing Details

Accession Number:
0001209191-18-031207
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-17 19:40:25
Reporting Period:
2018-05-11
Accepted Time:
2018-05-17 19:40:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1460329 Fluent Inc. FLNT Services-Advertising (7310) 770688094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1735387 Huntley Donald Patrick C/O Fluent, Inc.
33 Whitehall Street, 15Th Floor
New York NY 10004
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-11 50,000 $2.40 50,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 75,000 Direct
Common Stock 75,000 Direct
Common Stock 25,000 Direct
Footnotes
  1. Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.40; the lowest price at which a purchase was made is $2.375.
  2. On March 27, 2018, the Reporting Person received a grant of 75,000 deferred stock units under the Issuer's Stock Incentive Plan, which vest immediately but with delivery of the underlying shares in three annual installments commencing on March 27, 2019, which delivery may be ended if the Reporting Person is terminated for cause.
  3. On March 20, 2018, the Reporting Person received a grant of 75,000 restricted stock units ("RSUs") under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on February 1, 2019.
  4. Also on March 20, 2018, the Reporting Person received a grant of 25,000 RSUs under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2019.