Filing Details
- Accession Number:
- 0001209191-18-031179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-17 18:59:53
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-17 18:59:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419625 | Apptio Inc | APTI | Services-Prepackaged Software (7372) | 261175252 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685087 | C John Morrow | 11100 Ne 8Th Street, Suite 600 Bellevue WA 98004 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-05-15 | 8,075 | $14.04 | 39,425 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-05-15 | 8,075 | $30.00 | 31,350 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-05-15 | 1,938 | $30.19 | 29,412 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-05-16 | 22,500 | $0.00 | 51,912 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-05-15 | 8,075 | $0.00 | 8,075 | $14.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,225 | 2027-05-12 | No | 4 | M | Direct |
Footnotes
- Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 8,075 shares of Class A Common Stock.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.
- Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement.
- Shares sold to pay withholding taxes due in connection with the vesting of certain restricted stock units on May 15, 2018, as required by the terms of the 2016 Equity Incentive Plan and related agreements.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.15 to $30.32. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Includes 29,412 RSUs that represent contingent rights to receive 29,412 shares of the Issuer's Class A Common Stock upon settlement.
- Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- 1/4th of the RSUs will vest on May 16, 2019 and 1/16th of the remaining RSUs vest quarterly thereafter over the following three years, subject tothe Reporting Person's continued service through each vesting date.
- Includes 51,912 RSUs that represent contingent rights to receive 51,912 shares of the Issuer's Class A Common Stock upon settlement.
- 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.
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