Filing Details
- Accession Number:
- 0001209191-18-031170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-17 18:53:58
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-17 18:53:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326110 | Nantkwest Inc. | NK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033742 | Steve Gorlin | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-15 | 26,835 | $4.13 | 494,885 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2018-05-16 | 16,200 | $4.05 | 478,685 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2018-05-17 | 38,708 | $4.00 | 439,977 | No | 4 | S | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 246,280 | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 26,835shares sold in the price range of $4.08 to $4.20 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 16,200 shares sold in the price range of $4.04 to $4.11 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 38,708 shares sold in the price range of $4.00 to $4.03 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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