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Home > Insider Trading > Filing (0000704051-18-000058)

Filing Details

Accession Number:: 0000704051-18-000058
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-17 17:12:01
Reporting Period:: 2018-05-15

Accepted Time:: 2018-05-17 17:12:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
704051	Legg Mason Inc.	LM	Investment Advice (6282)	521200960

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1573664	C Thomas Merchant	Legg Mason, Inc. 100 International Drive Baltimore MD 21202	Exec Vp & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-05-15	11,715	$0.00	65,940	No	4	A	Direct
Common Stock	Acquisiton	2018-05-15	2,801	$33.25	68,741	No	4	M	Direct
Common Stock	Disposition	2018-05-16	2,537	$38.80	66,204	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to buy)	Disposition	2018-05-16	2,801	$0.00	2,801	$33.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-05-18	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected for the purpose of covering exercise cost, taxes, commissions and fees upon exercise of options pursuant to a Rule 10b5-1 trading plan adopted by the person on October 30, 2017.
Employee stock options vests serially over five years and commenced on May 31, 2011.