Filing Details
- Accession Number:
- 0001572888-18-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-17 17:00:40
- Reporting Period:
- 2018-05-16
- Accepted Time:
- 2018-05-17 17:00:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572888 | R Brent Repenning | 1500 North Mantua Street P.o. Box 5193 Kent OH 44240-5193 | Ex Vp Us Utility/Davey Resourc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-16 | 546 | $0.00 | 30,341 | Yes | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-16 | 1,608 | $9.85 | 31,949 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-16 | 2,000 | $8.30 | 33,949 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| Yes | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Subscription Rights (Right to Buy) | Disposition | 2018-05-16 | 1,608 | $0.00 | 1,608 | $9.85 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2018-05-16 | 2,000 | $0.00 | 2,000 | $8.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,608 | 2012-08-01 | 2019-08-01 | No | 4 | M | Direct |
| 4,000 | 2011-11-01 | 2020-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | By 401(k) Plan |
Footnotes
- On March 16, 2017, the grant date of certain PRSUs and SARs were incorrectly reported as March 14, 2017, rather than March 3, 2017.
- This total reflects routine accumulation of 4,999.7762 common shares acquired through the Company's 401(K) benefit plan as of May 16, 2018, based on internal records.
- Stock Rights available one for every three common shares originally subscribed for each right may be purchased at the rate of 1/7 per year beginning August 1, 2012 and will expire on August 1, 2019.
- These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
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