Filing Details
- Accession Number:
- 0000093751-18-000382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-17 16:21:42
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-17 16:21:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93751 | State Street Corp | STT | State Commercial Banks (6022) | 042456637 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1637495 | D Jeff Conway | State Street Corporation One Lincoln Street Boston MA 02111 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-15 | 444 | $101.21 | 23,958 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-05-16 | 288 | $100.78 | 23,670 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,694 | Indirect | 401 (k) Plan |
Footnotes
- These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017.
- The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of April 30, 2018. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.