Filing Details

Accession Number:
0000899243-18-013204
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-05-17 16:20:05
Reporting Period:
2018-05-11
Accepted Time:
2018-05-17 16:20:05
Original Submission Date:
2018-05-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1086858 Nathaniel Goldhaber 300 Frank H Ogawa Plaza
Oakland CA 94612
No No Yes No
1332576 P L Ventures Creek Claremont 300 Frank H Ogawa Plaza
Oakland CA 94612
No No Yes No
1343179 P L Fund Partners Creek Claremont 300 Frank H Ogawa Plaza
Oakland CA 94612
No No Yes No
1443493 Claremont Creek Ventures Ii Lp 300 Frank H Ogawa Plaza
Oakland CA 94612
No No Yes No
1646756 Randall Hawks 300 Frank H Ogawa Plaza
Oakland CA 94612
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-11 295,242 $0.00 5,669,215 No 4 J Indirect By Claremont Creek Ventures, L.P.
Common Stock Disposition 2018-05-11 10,018 $0.00 190,340 No 4 J Indirect By Claremont Creek Partners Fund, L.P.
Common Stock Acquisiton 2018-05-11 2,982 $0.00 2,982 No 4 J Indirect Claremont Creek Partners, LLC
Common Stock Disposition 2018-05-14 994 $11.48 1,998 No 4 S Indirect Claremont Creek Partners, LLC
Common Stock Acquisiton 2018-05-11 4,273 $0.00 14,992 No 4 J Indirect Goldhaber Investments, L.P. - Fund I
Common Stock Disposition 2018-05-14 1,424 $11.48 13,568 No 4 S Indirect Goldhaber Investments, L.P. - Fund I
Common Stock Acquisiton 2018-05-11 107 $0.00 320 No 4 J Indirect Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE
Common Stock Acquisiton 2018-05-11 2,483 $0.00 9,634 No 4 J Indirect Randall Hawks
Common Stock Disposition 2018-05-14 828 $11.48 8,806 No 4 S Indirect Randall Hawks
Common Stock Disposition 2018-05-14 9,267 $11.48 546,766 No 4 S Indirect By Claremont Creek Ventures II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Claremont Creek Ventures, L.P.
No 4 J Indirect By Claremont Creek Partners Fund, L.P.
No 4 J Indirect Claremont Creek Partners, LLC
No 4 S Indirect Claremont Creek Partners, LLC
No 4 J Indirect Goldhaber Investments, L.P. - Fund I
No 4 S Indirect Goldhaber Investments, L.P. - Fund I
No 4 J Indirect Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE
No 4 J Indirect Randall Hawks
No 4 S Indirect Randall Hawks
No 4 S Indirect By Claremont Creek Ventures II, L.P.
Footnotes
  1. Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").
  2. These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  3. Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).
  4. These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  5. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
  7. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
  8. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).
  9. These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.