Filing Details
- Accession Number:
- 0001069183-18-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-17 16:07:18
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-17 16:07:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AAXN | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167028 | W Patrick Smith | 17800 N. 85Th St. Scottsdale AZ 85255 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-15 | 100,000 | $4.75 | 862,684 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 60,551 | $4.75 | 923,235 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 82,386 | $5.57 | 1,005,621 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 57,063 | $7.13 | 1,062,684 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-15 | 29,854 | $54.54 | 1,032,830 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-05-15 | 113,594 | $54.54 | 919,236 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-05-16 | 300,000 | $53.00 | 619,236 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2018-05-15 | 100,000 | $0.00 | 100,000 | $4.75 |
| Common Stock | Employee Stock Option | Disposition | 2018-05-15 | 60,551 | $0.00 | 60,551 | $4.75 |
| Common Stock | Employee Stock Option | Disposition | 2018-05-15 | 82,386 | $0.00 | 82,386 | $5.57 |
| Common Stock | Employee Stock Option | Disposition | 2018-05-15 | 57,063 | $0.00 | 57,063 | $7.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-12-22 | 2018-12-22 | No | 4 | M | Direct |
| 18,397 | 2011-12-22 | 2018-12-22 | No | 4 | M | Direct |
| 0 | 2011-08-11 | 2018-08-11 | No | 4 | M | Direct |
| 0 | 2011-05-28 | 2018-05-28 | No | 4 | M | Direct |
Footnotes
- Securities disposed represent those delivered for the payment of the exercise price incident to the exercise of vested employee stock options.
- Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of vested employee stock options.
Billionaire Hedge Funds
