Filing Details
- Accession Number:
- 0001127602-18-017855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-17 15:13:25
- Reporting Period:
- 2016-07-29
- Accepted Time:
- 2018-05-17 15:13:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1674342 | E Michael Hufnagel | 1 Avx Blvd Fountain Inn SC 29681 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-29 | 500 | $11.25 | 500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-29 | 500 | $13.65 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-29 | 500 | $10.90 | 500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-29 | 500 | $13.65 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-25 | 1,000 | $13.32 | 1,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-25 | 1,000 | $16.53 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-25 | 1,500 | $14.55 | 1,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-25 | 1,500 | $16.53 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-25 | 2,000 | $14.58 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-25 | 2,000 | $16.53 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-04-29 | 667 | $16.91 | 667 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-04-29 | 800 | $16.91 | 1,467 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-29 | 265 | $16.91 | 1,202 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-04-29 | 318 | $16.91 | 884 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-05-01 | 3,000 | $16.86 | 3,884 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-05-01 | 500 | $11.25 | 4,384 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-01 | 500 | $16.90 | 3,884 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-01 | 1,000 | $13.32 | 4,884 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-01 | 1,000 | $16.79 | 3,884 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-01 | 1,500 | $14.55 | 5,384 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-01 | 1,500 | $16.66 | 3,884 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-29 | 666 | $14.63 | 4,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-29 | 245 | $14.63 | 4,305 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-05-01 | 1,800 | $14.93 | 6,105 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-05-01 | 660 | $14.93 | 5,445 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-05-01 | 367 | $14.93 | 5,078 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-05-01 | 4,000 | $14.93 | 9,078 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2016-07-29 | 500 | $0.00 | 500 | $11.25 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2016-07-29 | 500 | $0.00 | 500 | $10.90 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-01-25 | 1,000 | $0.00 | 1,000 | $13.32 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-01-25 | 1,500 | $0.00 | 1,500 | $14.55 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-01-25 | 2,000 | $0.00 | 2,000 | $14.58 |
| Common Stock | Service RSU Award | Disposition | 2017-04-29 | 667 | $0.00 | 667 | $0.00 |
| Common Stock | Performance RSU Award | Disposition | 2017-04-29 | 800 | $0.00 | 800 | $0.00 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-05-01 | 500 | $0.00 | 500 | $11.25 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-05-01 | 1,000 | $0.00 | 1,000 | $13.32 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-05-01 | 1,500 | $0.00 | 1,500 | $14.55 |
| Common Stock | Service RSU Award | Disposition | 2018-04-29 | 666 | $0.00 | 666 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |
| 0 | 2013-05-17 | 2022-05-17 | No | 4 | M | Direct |
| 2,000 | 2015-04-24 | 2024-04-24 | No | 4 | M | Direct |
| 4,500 | 2016-04-16 | 2025-04-16 | No | 4 | M | Direct |
| 0 | 2012-06-24 | 2021-06-24 | No | 4 | M | Direct |
| 1,333 | No | 4 | M | Direct | ||
| 0 | 2017-04-29 | No | 4 | M | Direct | |
| 0 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |
| 1,000 | 2015-04-24 | 2024-04-24 | No | 4 | M | Direct |
| 3,000 | 2016-04-16 | 2025-04-16 | No | 4 | M | Direct |
| 667 | No | 4 | M | Direct |
Footnotes
- The restricted stock units vest annually over a three-year period. The restricted stock units each convert into common stock on a one for one basis.
- The performance award is subject to meeting certain performance targets and will vest in one-year. The restricted stock units each convert into common stock on a one for one basis.
- Withholding of shares for the payment of the tax liability associated with the vesting of shares of common stock
Billionaire Hedge Funds
