Filing Details
- Accession Number:
- 0001068238-18-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-17 14:39:48
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2018-05-17 14:39:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575828 | Frank's International N.v. | FI | Oil & Gas Field Services, Nec (1389) | 981107145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1635716 | Stanton Gregory Mosing | 10260 Westheimer Rd. Houston TX 77042 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value Euro 0.01 Per Share | Acquisiton | 2017-11-27 | 440,185 | $0.00 | 440,185 | No | 4 | J | Indirect | By 2009 Mosing Family Delaware Dynasty Trust f/b/o Gregory Stanton Mosing |
Common Stock, Par Value Euro 0.01 Per Share | Disposition | 2018-05-14 | 25,000 | $7.33 | 95,657 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By 2009 Mosing Family Delaware Dynasty Trust f/b/o Gregory Stanton Mosing |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value Euro 0.01 Per Share | 50,541 | Indirect | By Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing |
Common Stock, Par Value Euro 0.01 Per Share | 39,145 | Indirect | By By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing |
Common Stock, Par Value Euro 0.01 Per Share | 9,918,667 | Indirect | By G. Stanton Investments, LP |
Common Stock, Par Value Euro 0.01 Per Share | 31,785,600 | Indirect | See footnote. |
Footnotes
- Mosing Holdings, LLC made a distribution of shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock") to certain of its members, including certain trusts of which the reporting person is the trustee or investment advisor.
- The 440,185 shares reported are owned directly by the 2009 Mosing Family Delaware Dynasty Trust f/b/o Gregory Stanton Mosing, of which the reporting person is the investment advisor. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018.
- The price reported in Column 4 is a weighted average price. This Common Stock was sold in multiple transactions at prices ranging from $7.25 to $7.47, inclusive. The reporting person undertakes to provide to Frank's International N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stock sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- The 50,541 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- The 39,145 shares reported are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- G. Stanton Investments, LP ("GSI") directly owns 9,918,667 shares of Common Stock. GSI is controlled by the reporting person, in his capacity as the manager of GSI's general partner. The reporting person disclaims beneficial ownership of the Common Stock owned by GSI, except to the extent of his pecuniary interest therein.
- The 31,785,600 shares reported are owned directly by Mosing Holdings, LLC, as of March 19, 2018. As a result of the Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto, the reporting person may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. The reporting person disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC, except to the extent of his pecuniary interest therein.