Filing Details
- Accession Number:
- 0001271163-18-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-16 19:00:47
- Reporting Period:
- 2018-05-14
- Accepted Time:
- 2018-05-16 19:00:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1080720 | Gabelli Utility Trust | GUTRT | () | 134046522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Subscription Rights For Common Shares | Disposition | 2018-05-14 | 272,000 | $0.05 | 0 | No | 4 | S | Indirect | GGCP, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | GGCP, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Subscription Rights For Common Shares | 11,015 | Indirect | MJG IV Limited Partnership |
Subscription Rights For Common Shares | 425,175 | Direct |
Footnotes
- The rights reported reflect the total rights owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the rights held by it which are in excess of his indirect pecuniary interest.
- The rights reported reflect the total rights owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the rights held by this entity which are in excess of his indirect pecuniary interest.