Filing Details
- Accession Number:
- 0000019617-18-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-16 18:53:07
- Reporting Period:
- 2018-05-14
- Accepted Time:
- 2018-05-16 18:53:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685281 | A. Todd Combs | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-14 | 13,000 | $114.61 | 18,277 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (Right to Buy) | Disposition | 2018-05-14 | 22,500 | $74.23 | 22,950 | $41.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-12-11 | 2018-10-28 | No | 4 | S | Direct |
Footnotes
- There was no disgorgeable profits under Rule 16b-6(c)(2) from the transactions being reported on this Form 4, because the price of the common stock at the time of the sale of the warrants ($114.56) was lower than the lowest price at which the stock was purchased ($114.59).
- Reflects a weighted average purchase price of $114.6075, at prices ranging from $114.59 to $114.61 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Reporting Person sold 22,500 warrants. The amount of common shares into which these warrants are exchangeable is at an exchange rate of 1.02 (22,950 equivalent shares).