Filing Details
- Accession Number:
- 0001209191-18-030671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-16 18:12:34
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-16 18:12:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1448056 | New Relic Inc. | NEWR | Services-Prepackaged Software (7372) | 262017431 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542687 | Erica Schultz | C/O New Relic, Inc. 188 Spear Street, Ste. 1200 San Francisco CA 94105 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-15 | 1,800 | $16.93 | 22,327 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-15 | 1,800 | $87.07 | 20,527 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 550 | $0.00 | 21,077 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 182 | $0.00 | 21,259 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 917 | $0.00 | 22,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 616 | $0.00 | 22,792 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 182 | $0.00 | 22,974 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-16 | 1,188 | $89.43 | 21,786 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-15 | 1,800 | $0.00 | 1,800 | $16.93 |
| Common Stock | Restricted Stock Units | Acquisiton | 2018-05-15 | 19,755 | $0.00 | 19,755 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-05-15 | 44,552 | $0.00 | 44,552 | $86.91 |
| Common Stock | Restricted Stock Units | Disposition | 2018-05-15 | 550 | $0.00 | 550 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-05-15 | 182 | $0.00 | 182 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-05-15 | 917 | $0.00 | 917 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-05-15 | 616 | $0.00 | 616 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-05-15 | 182 | $0.00 | 182 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,682 | 2024-05-15 | No | 4 | M | Direct | |
| 19,755 | 2028-05-14 | No | 4 | A | Direct | |
| 44,552 | 2028-05-14 | No | 4 | A | Direct | |
| 2,198 | 2025-05-14 | No | 4 | M | Direct | |
| 909 | 2025-08-16 | No | 4 | M | Direct | |
| 7,337 | 2026-05-14 | No | 4 | M | Direct | |
| 7,392 | 2027-05-14 | No | 4 | M | Direct | |
| 2,543 | 2027-11-14 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 trading plan.
- The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- 25% of the shares subject to the option vested on the first anniversary of April 2, 2014, and the remainder vest in equal monthly installments thereafter.
- The RSUs will vest in equal quarterly installments from May 15, 2018 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- The Stock Option Grant will vest in equal monthly installments from April 1, 2018 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- 25% of the shares underlying the RSUs shall vest on the first anniversary of May 15, 2015 (the "Vesting Start Date") and the remainder of the shares underlying the RSUs shall vest in equal quarterly installments thereafter.
- 25% of the shares underlying the RSUs shall vest on the first anniversary of August 15, 2015 (the "Vesting Start Date") and the remainder of the shares underlying the RSUs shall vest in equal quarterly installments thereafter.
- 6.25% of the units vest on each quarterly anniversary after May 15, 2016.
- 6.25% of the units vest on each quarterly anniversary after May 15, 2017.
- 6.25% of the units vest on each quarterly anniversary after November 15, 2017.
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