Filing Details
- Accession Number:
- 0000824142-18-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-16 17:42:45
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-16 17:42:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 903063 | H Norman Asbjornson | Aaon Inc 2425 South Yukon Tulsa OK 74107 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Disposition | 2018-05-15 | 1,424 | $29.50 | 9,130,225 | No | 4 | F | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2018-05-16 | 8,000 | $29.67 | 9,138,225 | No | 4 | P | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2018-05-15 | 5,062 | $0.00 | 9,143,287 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 154,000 | Indirect | Private Foundation |
| Common Stock, Par Value $.004 | 554,108 | Indirect | Trustee of trusts |
| Common Stock, Par Value $.004 | 6,479 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $34.40 | 2018-02-22 | 2027-02-22 | 35,870 | 35,870 | Direct |
| Common Stock | Stock Option (Right to Buy) | $23.57 | 2016-02-26 | 2025-02-26 | 38,320 | 38,320 | Direct |
| Common Stock | Stock Option (Right to Buy) | $36.95 | 2019-01-02 | 2028-01-02 | 115,700 | 115,700 | Direct |
| Common Stock | Stock Option (Right to Buy) | $20.92 | 2017-01-26 | 2026-01-26 | 34,990 | 34,990 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-02-22 | 35,870 | 35,870 | Direct |
| 2025-02-26 | 38,320 | 38,320 | Direct |
| 2028-01-02 | 115,700 | 115,700 | Direct |
| 2026-01-26 | 34,990 | 34,990 | Direct |
Footnotes
- Restricted Stock Grant, vesting ratably over three years.
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