Filing Details

Accession Number:
0001408408-18-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-16 17:28:42
Reporting Period:
2018-05-14
Accepted Time:
2018-05-16 17:28:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094038 Tapimmune Inc. TPIV Pharmaceutical Preparations (2834) 880277072
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331271 Bryan Kenneth Dart P. O. Box 31300
Grand Cayman E9 KY1-1206
No No Yes No
1408408 Ltd Capital Eastern 10 Market Street, #773
Camana Bay
Grand Cayman E9 KY1-9006
No No Yes No
1488856 Ltd. Services Portfolio 10 Market Street, # 773
Camana Bay
Grand Cayman E9 KY1-9006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-14 1,300,000 $2.40 5,300,002 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. On May 14, 2018, Eastern Capital Limited entered into a Common Stock Purchase Agreement with the Issuer to purchase 1,300,000 shares of common stock at a price per share of $2.40.