Filing Details
- Accession Number:
- 0001209191-18-030600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-16 17:12:56
- Reporting Period:
- 2018-05-14
- Accepted Time:
- 2018-05-16 17:12:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145057 | Forescout Technologies Inc | FSCT | Computer Peripheral Equipment, Nec (3577) | 510406800 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464809 | J. Darren Milliken | C/O Forescout Technologies, Inc. 190 West Tasman Drive San Jose CA 95134 | Svp, Gc & Corp Compliance Ofcr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-14 | 11,575 | $8.44 | 14,404 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-14 | 14,404 | $29.74 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 5,398 | $0.00 | 5,398 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-15 | 2,517 | $30.42 | 2,881 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-05-16 | 2,881 | $30.20 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-14 | 11,575 | $0.00 | 11,575 | $8.44 |
| Common Stock | Restricted Stock Units | Disposition | 2018-05-15 | 5,398 | $0.00 | 5,398 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 97,425 | 2024-02-04 | No | 4 | M | Direct | |
| 16,191 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- This sale price represents the weighted average sale price of the shares sold ranging from $29.24 to $30.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
- These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of RSUs.
- This sale price represents the weighted average sale price of the shares sold ranging from $29.80 to $30.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- One-fourth of the shares subject to the option vested on January 29, 2015 and one forty-eighth of the shares vest monthly thereafter.
- The RSUs vest in four equal annual installments beginning on May 15, 2018.
Billionaire Hedge Funds
