Home > Insider Trading > Filing (0001209191-18-030598)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616862	Axalta Coating Systems Ltd.	AXTA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1269429	W Charles Shaver	Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Disposition	2018-05-08	11,290	$0.00	620,318	No	5	G	Direct
Common Shares	Acquisiton	2018-05-14	200,000	$8.88	820,318	No	4	M	Direct
Common Shares	Disposition	2018-05-14	200,000	$31.30	620,318	No	4	S	Direct
Common Shares	Disposition	2018-05-15	89,745	$31.12	530,573	No	4	S	Direct
Common Shares	Disposition	2018-05-15	89,745	$31.12	440,828	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option	Disposition	2018-05-14	200,000	$0.00	200,000	$8.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,152,287		2023-07-30	No	4	M	Direct

Footnotes

The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.11 to $31.65. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy tax obligation on vesting.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.77 to $31.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.