Filing Details
- Accession Number:
- 0000902664-18-002296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 21:51:06
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-15 21:51:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
4281 | Arconic Inc. | ARNC | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 250317820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937611 | Elliott International, L.p. | 40 West 57Th Street 30Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.00 Par Value | Acquisiton | 2018-05-15 | 544,000 | $17.96 | 35,293,450 | No | 4 | P | Direct | |
Common Stock, $1.00 Par Value | Acquisiton | 2018-05-15 | 544,000 | $0.00 | 35,837,450 | Yes | 4 | X | Direct | |
Common Stock, $1.00 Par Value | Disposition | 2018-05-15 | 544,000 | $17.93 | 35,293,450 | Yes | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
Yes | 4 | X | Direct | |
Yes | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Notional Principal Amount Derivative Agreements | Disposition | 2018-05-15 | 1 | $0.00 | 544,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | Yes | 4 | J | Direct |
Footnotes
- This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.