Filing Details
- Accession Number:
- 0001406666-18-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 21:05:56
- Reporting Period:
- 2018-05-11
- Accepted Time:
- 2018-05-15 21:05:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626681 | Daniel J Plants | C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-11 | 139,250 | $6.39 | 1,153,044 | No | 4 | P | Indirect | Owned by Voce Capital Management LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Owned by Voce Capital Management LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27,586 | Direct |
Footnotes
- Shares purchased between $6.375 and $6.425 per share at a weighted average price of $6.39. The Reporting Person will provide full information regarding the number of shares purchased at each purchase price upon request.
- Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Amount of securities beneficially owned includes 27,586 unvested restricted stock units.
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