Filing Details
- Accession Number:
- 0001553350-18-000572
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 20:32:28
- Reporting Period:
- 2018-05-11
- Accepted Time:
- 2018-05-15 20:32:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282224 | Dolphin Entertainment Inc. | DLPN | Services-Personal Services (7200) | 860787790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421302 | Allan Mayer | C/O Dolphin Entertainment, Inc. 2151 Le Jeune Road, Suite 150-Mezzanine Coral Gables FL 33134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-11 | 905 | $3.31 | 372,905 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2018-05-14 | 893 | $3.32 | 373,798 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2018-05-15 | 1,000 | $3.34 | 374,798 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Footnotes
- The purchases reported in this Form 4 were effected pursuant to a pre-arranged, non-discretionary trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $3.30 to $3.31 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- These shares are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee.
- The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $3.22 to $3.39 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $3.30 to $3.35 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.