Filing Details
- Accession Number:
- 0001209191-18-030348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 20:09:53
- Reporting Period:
- 2018-05-12
- Accepted Time:
- 2018-05-15 20:09:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1269294 | Katrina Lovas Houde | 9 Scholfield Avenue Toronto A6 A6 00000 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2018-05-12 | 2,976 | $0.00 | 91,221 | No | 4 | M | Direct | |
Common Shares | Disposition | 2018-05-12 | 1,047 | $7.15 | 90,174 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Units | Disposition | 2018-05-12 | 2,976 | $0.00 | 2,976 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- On May 12, 2015, the reporting person was granted 8,929 Restricted Stock Units vesting in three equal annual installments beginning on the first anniversary of the grant date.