Filing Details
- Accession Number:
- 0001195734-18-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 19:40:34
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-05-15 19:40:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587682 | J Matthew Revord | 111 N. Canal Suite 850 Chicago IL 60606 | Svp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-07 | 1,565 | $13.20 | 12,010 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-05-11 | 20,000 | $8.00 | 32,010 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-11 | 20,000 | $12.91 | 12,010 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-11 | 20,000 | $0.00 | 20,000 | $8.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,775 | Indirect | by Trust |
Footnotes
- Shares withheld to satisfy tax obligation applicable to the vesting of restricted stock units.
- These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The Common Stock sold by the Reporting Person and reported herein were sold at a range of $12.75 to $13.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- All stock options have vested and become exercisable upon the closing of the initial public offering of Potbelly Corporation ("Potbelly").