Filing Details

Accession Number:
0001195734-18-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-15 19:40:34
Reporting Period:
2018-03-07
Accepted Time:
2018-05-15 19:40:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195734 Potbelly Corp PBPB Retail-Eating Places (5812) 364466837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587682 J Matthew Revord 111 N. Canal
Suite 850
Chicago IL 60606
Svp, Gc And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-07 1,565 $13.20 12,010 No 4 F Direct
Common Stock Acquisiton 2018-05-11 20,000 $8.00 32,010 No 4 M Direct
Common Stock Disposition 2018-05-11 20,000 $12.91 12,010 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-05-11 20,000 $0.00 20,000 $8.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-05-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,775 Indirect by Trust
Footnotes
  1. Shares withheld to satisfy tax obligation applicable to the vesting of restricted stock units.
  2. These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  3. The Common Stock sold by the Reporting Person and reported herein were sold at a range of $12.75 to $13.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
  4. All stock options have vested and become exercisable upon the closing of the initial public offering of Potbelly Corporation ("Potbelly").