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Filing Details

Accession Number:: 0001562180-18-002496
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-15 18:55:04
Reporting Period:: 2018-05-11

Accepted Time:: 2018-05-15 18:55:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1455684	Tpi Composites Inc	TPIC	()	CT

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1064487	Landmark Equity Advisors Llc /Adv	10 Mill Pond Lane Simsbury CT 06070	No	No	No	No
1257823	Landmark Iam Growth Capital Lp	10 Mill Pond Lane Simsbury CT 06070	No	No	No	No
1257979	Landmark Growth Capital Partners Lp	10 Mill Pond Lane Simsbury CT 06070	No	No	No	No
1679456	Landmark Growth Capital Partners, Llc	10 Mill Pond Lane Simsbury CT 06070	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-05-11	72,191	$9.35	4,850,682	No	4	X	Indirect	See Footnote
Common Stock	Disposition	2018-05-11	24,440	$27.62	4,826,242	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Warrants	Disposition	2018-05-11	72,191	$0.00	72,191	$9.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	X	Indirect

Footnotes

48,904 shares of these securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and 23,287 shares of these securities are held of record by Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any.
These securities are held of record by LGCP and Landmark IAM. LGCP LLC is the general partner of both LGCP and Landmark IAM, and LEA LLC is the managing member of LGCP LLC. This report on Form 4 is jointly filed by LGCP, Landmark IAM, LGCP LLC and LEA LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose
On May 11, 2018, LGCP and Landmark IAM exercised a warrant to purchase 72,191 shares of common stock for $9.35 a share. LGCP and Landmark IAM paid the exercise price on a cashless basis, resulting in issuer withholding of 24,440 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 47,751 shares. TPIC also paid $46.95 to LGCP and Landmark IAM in lieu of a fractional shares.
These securities are exercisable for Common Stock and are exercisable at any time until the earlier of (i) December 24, 2022, (ii) two (2) years following the effective date of the issuer's initial public offering or (iii) the date of a merger event, as defined in the warrant.