Filing Details
- Accession Number:
- 0001385508-18-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 18:44:15
- Reporting Period:
- 2018-05-11
- Accepted Time:
- 2018-05-15 18:44:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1385508 | Opiant Pharmaceuticals Inc. | OPNT | Metal Mining (1000) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689819 | T. Thomas Thomas | C/O Opiant Pharmaceuticals, Inc. 201 Santa Monica Blvd Santa Monica CA 90401 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-11 | 7,063 | $10.00 | 7,063 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-14 | 3,500 | $18.54 | 3,563 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-15 | 800 | $17.53 | 2,763 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-05-11 | 15,000 | $0.00 | 7,063 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,334 | 2017-08-29 | 2021-11-03 | No | 4 | M | Direct |
Footnotes
- Reflects the net cashless exercise of an option to purchase 15,000 shares, which resulted in the issuance of a net 7,063 shares to the optionee, and an effective reduction of 7,937 shares based on the following formula. Number of shares = number of options times (current stock price of $18.90 less exercise price of $10) divided by the current stock price of $18.90 to fund the cashless exercise of 7,063 options
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