Filing Details
- Accession Number:
- 0001140361-18-024052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 18:31:21
- Reporting Period:
- 2017-09-25
- Accepted Time:
- 2018-05-15 18:31:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1301501 | Achaogen Inc | AKAO | Pharmaceutical Preparations (2834) | 680533693 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1700914 | Lee Swem | C/O Achaogen, Inc. 1 Tower Place, Suite 300 South San Francisco CA 94080 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-09-25 | 900 | $15.99 | 35,919 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-02-08 | 7,730 | $0.00 | 43,649 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-02-08 | 36,000 | $0.00 | 36,000 | $10.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,000 | 2028-02-08 | No | 4 | A | Direct |
Footnotes
- The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units of the Issuer.
- Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to one (1) share of Common Stock for each one (1) RSU upon the vesting thereof.
- Includes 24,485 Restricted Stock Units.
- The shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of February 8, 2018, subject to the reporting person's continued employment or service relationship with the Issuer on each such vesting date.