Filing Details
- Accession Number:
- 0001020859-18-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 17:01:47
- Reporting Period:
- 2018-05-14
- Accepted Time:
- 2018-05-15 17:01:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207897 | Steven Spinner | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | President, Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-08 | 2,004 | $0.00 | 100,633 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2018-05-14 | 7,500 | $24.54 | 108,133 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-14 | 7,500 | $45.23 | 100,633 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-14 | 7,500 | $24.54 | 7,500 | $24.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-09-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 651 | Indirect | See footnote |
Footnotes
- Acquired as a result of exercising stock options pursuant to Rule 10b5-1 Trading Plan. The exercise of the stock options and sale of the related shares of common stock reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on April 13, 2018.
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $45.06 to $45.44. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 651 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of May 14, 2018.
- United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- The stock options vested and became exercisable in four equal annual installments beginning on September 16, 2009, the first anniversary of the date of grant, and expire on the tenth anniversary of the date of grant.