Filing Details

Accession Number:
0000064040-18-000134
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-15 14:30:21
Reporting Period:
2018-05-15
Accepted Time:
2018-05-15 14:30:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581262 L. Douglas Peterson 55 Water Street
New York NY 10041
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-15 4,000 $197.75 171,190 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 2018-12-31 2018-12-31 14,501 14,501 Direct
Common Stock Restricted Stock Units $0.00 2017-12-31 2019-12-31 9,324 9,324 Direct
Common Stock Restricted Stock Units $0.00 10,963 10,963 Direct
Common Stock Restricted Stock Units $0.00 2021-04-02 2021-04-02 10,716 10,716 Direct
Common Stock Options (Right to Buy) $77.81 2015-04-01 2024-03-31 51,304 51,304 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-12-31 14,501 14,501 Direct
2019-12-31 9,324 9,324 Direct
10,963 10,963 Direct
2021-04-02 10,716 10,716 Direct
2024-03-31 51,304 51,304 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017.
  2. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  3. The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  4. The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respectivevesting date.