Filing Details

Accession Number:
0001209191-11-009905
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-15 18:44:31
Reporting Period:
2011-02-11
Filing Date:
2011-02-15
Accepted Time:
2011-02-15 18:44:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173431 Td Ameritrade Holding Corp AMTD Security Brokers, Dealers & Flotation Companies (6211) 820543156
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187586 H Joseph Moglia 4211 South 102Nd St.
Omaha NE 68127
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-11 10,000 $3.90 629,589 No 4 M Direct
Common Stock Disposition 2011-02-11 10,000 $21.00 619,589 No 4 S Direct
Common Stock Acquisiton 2011-02-14 10,000 $3.90 629,589 No 4 M Direct
Common Stock Disposition 2011-02-14 10,000 $21.04 619,589 No 4 S Direct
Common Stock Acquisiton 2011-02-15 10,000 $3.90 629,589 No 4 M Direct
Common Stock Disposition 2011-02-15 10,000 $21.04 619,589 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-02-11 10,000 $0.00 10,000 $3.90
Common Stock Employee Stock Option (right to buy) Disposition 2011-02-14 10,000 $0.00 10,000 $3.90
Common Stock Employee Stock Option (right to buy) Disposition 2011-02-15 10,000 $0.00 10,000 $3.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,415,000 2013-03-01 No 4 M Direct
5,405,000 2013-03-01 No 4 M Direct
5,395,000 2013-03-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2010.
  2. The option vested daily from the date of grant over 731 days.