Filing Details

Accession Number:
0000899243-18-012812
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-14 21:21:41
Reporting Period:
2018-05-10
Accepted Time:
2018-05-14 21:21:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1419625 Apptio Inc APTI Services-Prepackaged Software (7372) 261175252
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685070 Lawrence Blasko 11100 Ne 8Th Street, Suite 600
Bellevue WA 98004
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-05-10 29,000 $0.00 88,981 No 4 C Direct
Class A Common Stock Disposition 2018-05-10 29,000 $32.48 59,981 No 4 S Direct
Class A Common Stock Acquisiton 2018-05-11 29,000 $0.72 88,981 No 4 M Direct
Class A Common Stock Disposition 2018-05-11 28,600 $30.25 60,381 No 4 S Direct
Class A Common Stock Disposition 2018-05-11 400 $30.76 59,981 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2018-05-10 29,000 $0.00 29,000 $0.72
Class A Common Stock Class B Common Stock Acquisiton 2018-05-10 29,000 $0.00 29,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-05-10 29,000 $0.00 29,000 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2018-05-10 29,000 $0.00 29,000 $0.72
Class A Common Stock Stock Option (right to buy) Acquisiton 2018-05-10 29,000 $0.00 29,000 $0.72
Class B Common Stock Stock Option (right to buy) Disposition 2018-05-10 30,000 $0.00 30,000 $6.03
Class A Common Stock Stock Option (right to buy) Acquisiton 2018-05-10 30,000 $0.00 30,000 $6.03
Class B Common Stock Stock Option (right to buy) Disposition 2018-05-10 90,000 $0.00 90,000 $8.95
Class A Common Stock Stock Option (right to buy) Acquisiton 2018-05-10 90,000 $0.00 90,000 $8.95
Class B Common Stock Stock Option (right to buy) Disposition 2018-05-10 25,000 $0.00 25,000 $11.46
Class A Common Stock Stock Option (right to buy) Acquisiton 2018-05-10 25,000 $0.00 25,000 $11.46
Class B Common Stock Stock Option (right to buy) Disposition 2018-05-10 20,000 $0.00 20,000 $13.55
Class A Common Stock Stock Option (right to buy) Acquisiton 2018-05-10 20,000 $0.00 20,000 $13.55
Class B Common Stock Stock Option (right to buy) Disposition 2018-05-10 60,000 $0.00 60,000 $14.31
Class A Common Stock Stock Option (right to buy) Acquisiton 2018-05-10 60,000 $0.00 60,000 $14.31
Class A Common Stock Stock Option (right to buy) Disposition 2018-05-11 29,000 $0.00 29,000 $0.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,000 2019-09-16 No 4 M Direct
29,000 No 4 M Direct
0 No 4 C Direct
0 2019-09-16 No 4 J Direct
29,000 2019-09-16 No 4 J Direct
0 2022-11-07 No 4 J Direct
30,000 2022-11-07 No 4 J Direct
0 2023-06-14 No 4 J Direct
90,000 2023-06-14 No 4 J Direct
0 2024-06-17 No 4 J Direct
25,000 2024-06-17 No 4 J Direct
0 2025-02-19 No 4 J Direct
20,000 2025-02-19 No 4 J Direct
0 2025-11-05 No 4 J Direct
60,000 2025-11-05 No 4 J Direct
0 2019-09-16 No 4 M Direct
Footnotes
  1. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
  2. Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 29,581 shares of Class A Common Stock.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.93 to $32.89. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  5. Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 581 shares of Class A Common Stock.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.58 to $30.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  7. Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 981 shares of Class A Common Stock.
  8. The option became fully vested and exercisable on September 14, 2013.
  9. Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
  10. The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion, outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.
  11. The option became fully vested and exercisable on September 14, 2016.
  12. The option became fully vested and exercisable on May 29, 2017.
  13. The option became fully vested and exercisable on April 1, 2018.
  14. 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
  15. 1/8th of the shares subject to the option shall become vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months.