Filing Details

Accession Number:
0001214659-18-003695
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-14 19:45:32
Reporting Period:
2018-05-10
Accepted Time:
2018-05-14 19:45:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325750 Greg Dougherty 225 Charcot Ave
San Jose CA 95131
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-10 19,622 $8.58 1,292,535 No 4 F Direct
Common Stock Disposition 2018-05-14 40,000 $9.26 1,252,535 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Withholding of 19,622 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
  2. Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.