Filing Details
- Accession Number:
- 0001214659-18-003695
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-14 19:45:32
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-14 19:45:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325750 | Greg Dougherty | 225 Charcot Ave San Jose CA 95131 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-10 | 19,622 | $8.58 | 1,292,535 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-05-14 | 40,000 | $9.26 | 1,252,535 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Withholding of 19,622 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
- Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.