Filing Details
- Accession Number:
- 0001271163-18-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-14 19:08:08
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-14 19:08:08
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Par Value $0.001 | Acquisiton | 2018-05-10 | 7,700 | $9.38 | 417,622 | No | 4 | P | Direct | |
Common Shares, Par Value $0.001 | Acquisiton | 2018-05-11 | 2,000,000 | $10.00 | 2,417,622 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, Par Value $0.001 | 717,703 | Indirect | Associated Capital Group, Inc. |
Common Shares, Par Value $0.001 | 7,174 | Indirect | Gabelli & Company Investment Advisers, Inc. |
Common Shares, Par Value $0.001 | 200,844 | Indirect | GGCP, Inc. |
Common Shares, Par Value $0.001 | 816,755 | Indirect | G.research, Inc. |
Common Shares, Par Value $0.001 | 53,102 | Indirect | MJG IV Limited Partnership |
Common Shares, Par Value $0.001 | 38,961 | Indirect | GPJ Retirement Partners |
Footnotes
- Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
- The shares reported were purchased in a private transaction.
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended (1934 Act), which as a part of its business regularly purchases and sells securities for its own account.
- The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.