Filing Details
- Accession Number:
- 0001209191-18-030040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-14 19:01:38
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-14 19:01:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419625 | Apptio Inc | APTI | Services-Prepackaged Software (7372) | 261175252 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685044 | Sachin Gupta | 11100 Ne 8Th Street, Suite 600 Bellevue WA 98004 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-05-10 | 4,039,852 | $0.00 | 4,093,029 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2018-05-10 | 462,588 | $0.00 | 462,588 | No | 4 | C | Indirect | See footnote |
| Class A Common Stock | Disposition | 2018-05-10 | 6,700 | $31.68 | 4,086,329 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-05-10 | 4,900 | $32.59 | 4,081,429 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-05-11 | 11,600 | $30.34 | 4,069,829 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2018-05-10 | 4,039,852 | $0.00 | 4,039,852 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-05-10 | 462,588 | $0.00 | 462,588 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2018-05-10 | 450,000 | $0.00 | 450,000 | $2.39 |
| Class A Common Stock | Stock Option (right to buy) | Acquisiton | 2018-05-10 | 450,000 | $0.00 | 450,000 | $2.39 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2018-05-10 | 182,000 | $0.00 | 182,000 | $11.46 |
| Class A Common Stock | Stock Option (right to buy) | Acquisiton | 2018-05-10 | 182,000 | $0.00 | 182,000 | $11.46 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2018-05-10 | 400,000 | $0.00 | 400,000 | $14.31 |
| Class A Common Stock | Stock Option (right to buy) | Acquisiton | 2018-05-10 | 400,000 | $0.00 | 400,000 | $14.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | 2021-12-19 | No | 4 | J | Direct | |
| 450,000 | 2021-12-19 | No | 4 | J | Direct | |
| 0 | 2024-06-17 | No | 4 | J | Direct | |
| 182,000 | 2024-06-17 | No | 4 | J | Direct | |
| 0 | 2025-11-05 | No | 4 | J | Direct | |
| 400,000 | 2025-11-05 | No | 4 | J | Direct |
Footnotes
- Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,040,229 shares of Class A Common Stock.
- These shares are held of record by PG GRAT of 2016.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $32.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (6) and (8) to this Form 4.
- Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,033,529 shares of Class A Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.41 to $32.81.
- Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,028,629 shares of Class A Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $30.58.
- Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,017,029 shares of Class A Common Stock.
- The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation.
- In connection with the conversion described in footnote (10), outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.
- The option became fully vested and exercisable on October 11, 2015.
- The option became fully vested and exercisable on April 1, 2018.
- 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.
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