Filing Details
- Accession Number:
- 0001243786-18-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-14 18:23:13
- Reporting Period:
- 2018-05-02
- Accepted Time:
- 2018-05-14 18:23:13
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236005 | L Robert Lumpkins | C/O The Mosaic Company 3033 Campus Drive, Suite E490 Plymouth MN 55441 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-02 | 4,655 | $27.14 | 4,655 | No | 4 | P | Indirect | By GRAT #4 dated May 12, 2011 |
Common Stock | Disposition | 2018-05-03 | 4,655 | $0.00 | 0 | No | 4 | G | Indirect | By GRAT #4 dated May 12, 2011 |
Common Stock | Acquisiton | 2018-05-03 | 4,655 | $0.00 | 13,994 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2018-05-14 | 3,994 | $0.00 | 17,988 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GRAT #4 dated May 12, 2011 |
No | 4 | G | Indirect | By GRAT #4 dated May 12, 2011 |
No | 4 | G | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2018-05-14 | 5,707 | $0.00 | 5,707 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2018-05-10 | 5,497 | $0.00 | 5,497 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
5,497 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,745 | Indirect | By GRAT #6 dated April 2, 2015 |
Common Stock | 26,736 | Indirect | Robert L. Lumpkins Revocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 10,129 | 10,129 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 10,503 | 10,503 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
10,129 | 10,129 | Direct | |
10,503 | 10,503 | Direct |
Footnotes
- On May 3, 2018, the reporting person indirectly held 4,655 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #4). On that date, 4,655 of the shares were distributed by GRAT #4 to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13, following which 0 shares remained held by GRAT #4.
- The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
- One-for-One
- The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
- Not Applicable
- The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
- The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
- The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.