Filing Details
- Accession Number:
- 0001493225-18-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-14 17:28:46
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-14 17:28:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1493225 | Northfield Bancorp Inc. | NFBK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409458 | J Kenneth Doherty | 581 Main Street, Suite 810 Woodbridge NJ 07095 | Evp & Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-10 | 2,449 | $16.19 | 198,742 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-11 | 10,000 | $15.96 | 188,742 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-14 | 45,000 | $7.09 | 233,742 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-14 | 20,205 | $15.78 | 213,537 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-05-14 | 7,400 | $15.87 | 206,137 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2018-05-14 | 45,000 | $7.09 | 45,000 | $7.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 187,856 | 2010-01-30 | 2019-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,975 | Indirect | By ESOP |
| Common Stock | 44,692 | Indirect | By 401(k) |
| Common Stock | 3,368 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $13.13 | 2015-06-11 | 2024-06-11 | 207,000 | 207,000 | Direct |
| Common Stock | Stock Options | $14.67 | 2016-05-27 | 2025-05-27 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-06-11 | 207,000 | 207,000 | Direct |
| 2025-05-27 | 75,000 | 75,000 | Direct |
Footnotes
- Represents shares sold by the Reporting Person to satisfy tax obligations in connection with an exercise of stock appreciation rights.
- The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.16 to $16.20, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.92 to $16.00, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.86 to $15.93, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
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